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Hedging Transaction Exposure – Forward, Futures & Options

"Hedging" means taking an opposite position to reduce risk. It is like buying insurance for your money.


1. Hedging Instruments

1. Forward Contract (Custom)

  • Agreement to buy/sell at fixed future rate.
  • OTC: Traded between Bank and Client.
  • Customizable: Any amount ($123.55), Any date.
  • Risk: Counterparty default risk.
VS

2. Currency Future (Standard)

  • Standard contract traded on Stock Exchange (NSE).
  • Fixed Size: $1000 per lot.
  • Fixed Date: Expiry on last Friday of month.
  • Risk: Zero (Exchange guarantee).

3. Currency Options (The Flexible Friend)

  • Concept: Right to buy/sell, but not the obligation.
  • Call Option: Right to Buy $. (Use if you are an Importer fearing appreciation).
  • Put Option: Right to Sell $. (Use if you are an Exporter fearing depreciation).
  • Cost: You pay a "Premium" upfront. If rate moves in your favor, you let the option expire and enjoy the market rate.

2. Which Tool to Use?

ScenarioBest ToolWhy?
Exact date/amount knownForward ContractPerfect hedge. 100% certainty.
Uncertain date (Tender)OptionIf you don't win the tender, walk away.
Small amount / TradingFuturesLow transaction cost, high liquidity.

3. Money Market Hedge

If derivatives are expensive, use the Money Market.

  • Scenario: Need to pay $1000 in 3 months.
  • Action: Buy $1000 today at Spot Rate. Invest it in a US Bank Deposit for 3 months.
  • Result: You have eliminated the future rate risk by paying today.

4. Exam Notes: Writing the Answer

Question: "Distinguish between Forward and Future Contracts." (5 Marks)

Answering Strategy:

  1. Market: OTC (Forward) vs Exchange (Future).
  2. Size: Custom (Forward) vs Standard (Future).
  3. Liquidity: Low (Forward) vs High (Future).
  4. Note: Options provide "Downside protection with Upside potential".

Summary

  • Forward: Bound to act. Good for committed deals.
  • Option: Freedom to act. Good for uncertain deals.
  • Money Market: Do-it-yourself hedge.

Quiz Time! 🎯

Test Your Knowledge

Question 1 of 5

1. Which contract gives the Right but NOT the Obligation to buy/sell?

Forward
Future
Option
Swap