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Non-Synchronous Trading

In textbooks, we assume all prices are recorded at exactly t. In reality, Asset A might trade at 10:00:01 and Asset B might trade at 10:00:59. This timing mismatch is called Non-Synchronous Trading.

The Problem

When you calculate the Correlation between two assets using high-frequency data, Non-Synchronous trading causes a Bias.

Example

  • Reliance (Liquid): Trades every second. (Reacts to market news instantly).
  • SmallCap Co (Illiquid): Trades once every 10 minutes. (Reacts to market news with a "lag").

If the market crashes at 10:05:

  1. Reliance drops at 10:05.
  2. SmallCap doesn't trade until 10:10. So at 10:05, its price looks "unchanged".

Result: If you calculate correlation at 10:05, it looks like they are Uncorrelated. This is false. They ARE correlated, but there is a lag.

The Epps Effect

This phenomenon is known as the Epps Effect: "Correlations between stock returns tend to decrease as the sampling frequency increases."

  • Daily Correlation: 0.8 (Strong)
  • 1-Minute Correlation: 0.1 (Weak - due to non-synchronous bias)

Solutions / Adjustments

  1. Hayashi-Yoshida Estimator: A statistical fix to calculate "true" correlation even with asynchronous data.
  2. Previous Tick Interpolation: For the illiquid asset, carry forward the last traded price to fill the gaps (fill-forward).
Note

Takeaway: Never blindly calculate correlation on raw tick data. You will drastically underestimate the relationship between assets.

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