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Uses of Derivatives – Hedging, Speculation, Arbitrage

Derivatives are tools. A hammer can be used to build a house (Hedging) or break a window (Speculation).


1. The Three Purposes

A. Hedging (Risk Reduction)

  • User: Farmers, Exporters, Companies.
  • Goal: To reduce or eliminate risk.
  • Example: An airline buys Oil Futures to protect against rising fuel prices. If oil price rises, profit from Futures offsets the loss in business.

B. Speculation (Risk Taking)

  • User: Traders (Bulls and Bears).
  • Goal: To make Profit from price movement.
  • Example: I think Nifty will rise. I buy Nifty Futures. If it rises, I make huge money (Leverage). If it falls, I lose.

C. Arbitrage (Risk Free Profit)

  • User: Arbitrageurs (Smart Traders).
  • Goal: To profit from price difference between two markets.
  • Example: Buy Gold in Spot Market @ 50,000. Sell Gold Futures @ 51,000. Risk-free profit of 1,000.

2. Comparison: The 3 Players

FeatureHedgerSpeculatorArbitrageur
Risk AttitudeRisk Averse (Hates Risk)Risk Lover (Loves Risk)Risk Neutral (Seeks specific opportunity)
ObjectiveSafety / InsuranceSuper ProfitRisk-less Profit
Market RoleTransfers riskAccepts riskCorrects pricing errors

3. Exam Notes: Writing the Answer

Question: "Explain the participants in the Derivatives Market." (10 Marks)

Answering Strategy:

  1. Headings: Use Hedgers, Speculators, Arbitrageurs as main headings.
  2. Motive: Clearly state the motive (Safety vs Profit vs Correction).
  3. Inter-dependence: Explain that "Hedgers need Speculators". If everyone hedges, who will take the risk? Speculators provide liquidity.

Summary

  • Ecosystem: A market needs all three.
    • Without Hedgers, market has no purpose.
    • Without Speculators, market has no liquidity.
    • Without Arbitrageurs, market has wrong prices.

Quiz Time! 🎯

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