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Basic Definitions – Assessee, Deemed Assessee & Assessee-in-Default

Who pays tax? Assessee! But who exactly is an assessee? Let's decode this fundamental term.


Assessee - Section 2(7)

Definition: "Assessee means a person by whom any tax or any other sum of money is payable under this Act."

Simple meaning: Anyone who has to pay tax or any money under Income Tax Act

Key Points

1. Not just who pays tax

  • Also includes those who pay interest, penalty, fine

2. Includes past liabilities

  • Person who paid tax earlier (for refund cases)

3. Very broad definition

  • Covers individuals, companies, HUFs, firms, trusts

Who Can Be an Assessee?

Anyone liable to pay any amount under IT Act:

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Also:

  • Trusts
  • Association of Persons (AOP)
  • Body of Individuals (BOI)
  • Local Authority
  • Artificial Juridical Person

Examples of Assessee

Example 1: Regular Assessee

Raj earned ₹10 lakh salary

  • Tax liability: ₹1,12,000
  • Raj is an assessee (liable to pay tax)

Example 2: No Tax But Still Assessee

Priya earned ₹5 lakh salary

  • Tax: NIL (below ₹7 lakh rebate)
  • But filed return → Still an assessee!

Why? Filed return = Interaction with IT Act → Assessee

Example 3: Only Penalty

Company failed to deduct TDS

  • Income tax: NIL
  • Penalty: ₹50,000
  • Company is assessee (payable under IT Act)

Example 4: Refund Case

Suresh got ₹30,000 excess TDS deducted

  • Tax liability: NIL
  • Refund claim filed
  • Suresh is assessee (to receive refund = party to IT Act)

Deemed Assessee

"Deemed" = Considered as, treated as (even if not actually)

Situation: Person X earns income but tax is paid by person Y

Who is assessee? Both!

  • X = Actual assessee (income earned by X)
  • Y = Deemed assessee (paying on behalf of X)

Common Scenarios

1. Representative Assessee

Example: Executor of deceased's estate

  • Mr. Sharma died in 2022
  • Income for FY 2023-24: ₹3 lakh (from his property)
  • Son (executor) files return and pays tax

Who is assessee?

  • Mr. Sharma (deceased) = Actual assessee (income belongs to him)
  • Son = Deemed assessee (Section 159 - represents father)

2. Guardian of Minor

  • 10-year-old child owns property, earns rent ₹2 lakh
  • Mother (guardian) pays tax

Assessee:

  • Child = Actual assessee
  • Mother = Deemed assessee (Section 160)

3. Agent of Non-Resident

  • US company has India office
  • India office authorized to pay tax

Assessee:

  • US company = Actual assessee
  • India office = Deemed assessee (Section 163)

Assessee-in-Default

Serious category!

Definition: Person who fails to comply with IT Act provisions

Common violations:

1. TDS Not Deducted (Section 201)

Example:

  • ABC Ltd paid ₹10 lakh salary to employees
  • Should deduct TDS ₹1.5 lakh
  • Did not deductAssessee-in-default

Consequences:

  • Pay the TDS amount (₹1.5 lakh)
  • Interest @ 1% per month
  • Penalty = TDS amount (₹1.5 lakh)

2. TDS Deducted But Not Deposited (Section 201)

Example:

  • XYZ Company deducted ₹50,000 TDS from contractor
  • Did not deposit to government
  • Assessee-in-default

Consequences:

  • Criminal offense! (Misappropriation)
  • Interest + penalty + prosecution possible

3. Advance Tax Not Paid (Section 221)

Example:

  • Business owner must pay ₹2 lakh advance tax
  • Failed to pay by due date
  • Assessee-in-default

Consequences:

  • Interest @ 1% per month

4. Incorrect TDS Certificate (Section 206A)

Example:

  • Employer issued wrong Form 16
  • Inflated deductions shown
  • Assessee-in-default

Penalty: ₹10,000 to ₹1,00,000


Comparison Table

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Multiple Identities Possible

A person can be:

Example - Employer:

  • Assessee: Pays own income tax on profits
  • Deemed assessee: Represents employees (files TDS returns)
  • May become assessee-in-default: If TDS not deposited

All three roles simultaneously!


Real-World Example

Tech Solutions Pvt Ltd:

As Assessee:

  • Earns ₹1 crore profit
  • Pays ₹30 lakh corporate tax
  • ✅ Assessee

As Deemed Assessee:

  • Has 50 employees
  • Deducts & deposits TDS ₹10 lakh
  • ✅ Deemed assessee (representing employees)

As Assessee-in-Default (if violated):

  • Forgot to deduct TDS on ₹5 lakh rent payment
  • → ⚠️ Assessee-in-default
  • Penalty: ₹5 lakh (TDS amount) + interest

Summary

  • Assessee (Section 2(7)): Anyone liable to pay tax/interest/penalty under IT Act - very broad term
  • Deemed Assessee: Pays tax on behalf of another (guardian, executor, agent) - representative role
  • Assessee-in-Default: Failed to comply (TDS not deducted/deposited, advance tax not paid) - violator
  • Examples: Individual taxpayer (assessee), mother paying child's tax (deemed), company not depositing TDS (default)
  • Consequences: Default → Interest + Penalty + possible prosecution
  • Multiple roles: Same person can be all three simultaneously

Quiz Time! 🎯

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Next Chapter: Person – Taxable Entities under Income Tax Act! 👥